DCW Total Return Fund: Ownership
| Ownership Information |
| Shares Outstanding |
8.00 Mil | | Institutional Ownership (%) | 1.76 | | Top 10 Institutions (%) | 1.80 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
9 | 140,457 | | New Positions | 5 | 0 | | Soldout Positions | 4 | 0 | | Net Position Change | -1 | 26,178 | | Buyers | 6 | 84,697 | | Sellers | 7 | -58,519 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| Rockwood Partners L.P. |
43,100 |
43,100 |
100.0 |
144,385 |
0.6 |
0.3 |
06-30-09 |
| Cornerstone Advisors, Inc. |
30,652 |
17,652 |
135.8 |
83,349 |
0.4 |
0.1 |
09-30-09 |
| TFS Capital, L.L.C. |
29,211 |
-29,602 |
-50.3 |
-76,090 |
0.4 |
0.0 |
09-30-09 |
| Rivernorth Capital Management Inc. |
20,990 |
20,990 |
100.0 |
86,899 |
0.3 |
0.0 |
09-30-09 |
| VSR Financial Services, Inc. |
10,070 |
-12,445 |
-55.3 |
-33,735 |
0.1 |
0.0 |
09-30-09 |
| UBS Securities LLC |
3,479 |
-2,025 |
-36.8 |
-4,035 |
0.0 |
0.0 |
09-30-09 |
| Wells Fargo Securities, LLC |
1,530 |
1,530 |
100.0 |
5,126 |
0.0 |
0.0 |
06-30-09 |
| RBC Capital Markets Wealth Management |
1,300 |
1,300 |
100.0 |
4,355 |
0.0 |
0.0 |
06-30-09 |
| FAF Advisors, Inc. |
125 |
125 |
100.0 |
419 |
0.0 |
0.0 |
06-30-09 |
| Evergreen Investment Management Company, LLC |
0 |
-20 |
-100.0 |
-61 |
0.0 |
0.0 |
03-31-09 |
| Metropolitan Life Insurance Co. (US) |
0 |
-1,400 |
-100.0 |
-7,280 |
0.0 |
0.0 |
12-31-08 |
| Wells Fargo Bank, N.A. |
0 |
-12,727 |
-100.0 |
-66,180 |
0.0 |
0.0 |
12-31-08 |
| CTC Fund Management, L.L.C. |
0 |
-300 |
-100.0 |
-915 |
0.0 |
0.0 |
03-31-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 11/25/2009 4:56 AM Eastern Time