Chartwell Dividend & Income Fund Inc: Ownership

Ownership Information
Shares Outstanding 17.00 Mil
Institutional Ownership (%)3.91
Top 10 Institutions (%)3.90
Mutual Fund Ownership (%).04
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 13665,447
New Positions10
Soldout Positions130
Net Position Change-10-407,714
Buyers5113,214
Sellers15-520,928
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Financial & Investment Management Group, Ltd. 420,477 4,950 1.2 322,639 2.5 0.8 09-30-09
Yorktown Management & Research Company, Inc. 132,000 58,900 80.6 283,073 0.8 0.5 09-30-09
Banc of America Securities Merrill Lynch 42,490 4,300 11.3 44,649 0.3 0.0 09-30-09
Morgan Stanley Smith Barney LLC 37,264 37,264 100.0 145,330 0.2 0.0 09-30-09
First Allied Securities Inc. 21,700 7,800 56.1 40,567 0.1 0.0 09-30-09
UBS Securities LLC 2,776 -1,536 -35.6 -2,843 0.0 0.0 09-30-09
RBC Capital Markets Wealth Management 2,575 0 0.0 1,880 0.0 0.0 09-30-09
Wells Fargo Securities, LLC 2,000 -10,000 -83.3 -30,240 0.0 0.0 09-30-09
RiverSource Investments, LLC 1,950 0 0.0 1,424 0.0 0.0 09-30-09
AIG Investments 1,500 0 0.0 1,095 0.0 0.0 09-30-09
Wells Fargo Bank, N.A. 445 0 0.0 325 0.0 0.0 09-30-09
Legg Mason Investment Counsel, LLC 200 0 0.0 146 0.0 0.0 09-30-09
Evergreen Investment Management Company, LLC 70 0 0.0 51 0.0 0.0 09-30-09
Morgan Stanley & Co. Inc. 0 -11,356 -100.0 -35,999 0.0 0.0 09-30-09
Citi Investment Research (US) 0 -295,715 -100.0 -937,417 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 9:03 AM Eastern Time