Cornerstone Total Return Fund Inc: Ownership
| Ownership Information |
| Shares Outstanding |
3.00 Mil | | Institutional Ownership (%) | .24 | | Top 10 Institutions (%) | .20 | | Mutual Fund Ownership (%) | .00 | | 5%/Insider Ownership (%) | .00 | | Float (%) | .00 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
6 | 7,211 | | New Positions | NA | 0 | | Soldout Positions | 8 | 0 | | Net Position Change | NA | NA | | Buyers | NA | NA | | Sellers | 11 | -146,091 |
| advertisement |
|
|
|---|
| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| RiverSource Investments, LLC |
6,026 |
-3,812 |
-38.7 |
-21,235 |
0.2 |
0.0 |
09-30-09 |
| First National Bank of Chester County |
506 |
0 |
0.0 |
1,437 |
0.0 |
0.0 |
09-30-09 |
| Chronim Investments Inc. |
400 |
0 |
0.0 |
-10,544 |
0.0 |
0.0 |
12-31-08 |
| Wells Fargo Securities, LLC |
146 |
-1,454 |
-90.9 |
-14,213 |
0.0 |
0.0 |
09-30-09 |
| UBS Securities LLC |
76 |
-294 |
-79.5 |
-2,742 |
0.0 |
0.0 |
09-30-09 |
| Evergreen Investment Management Company, LLC |
57 |
0 |
0.0 |
162 |
0.0 |
0.0 |
09-30-09 |
| RBC Capital Markets Wealth Management |
0 |
-2,243 |
-100.0 |
-22,565 |
0.0 |
0.0 |
09-30-09 |
| Yorktown Management & Research Company, Inc. |
0 |
-17,000 |
-100.0 |
-219,300 |
0.0 |
0.0 |
12-31-09 |
| Oaktree Asset Management, LLC |
0 |
-1,758 |
-100.0 |
-59,702 |
0.0 |
0.0 |
12-31-08 |
| Renaissance Technologies Corp. |
0 |
-55,499 |
-100.0 |
-355,194 |
0.0 |
0.0 |
06-30-09 |
| Wolverine Asset Management, L.L.C. |
0 |
-2,702 |
-100.0 |
-17,293 |
0.0 |
0.0 |
06-30-09 |
| The Private Bank at Broadway |
0 |
-52 |
-100.0 |
-333 |
0.0 |
0.0 |
06-30-09 |
| Rockwood Partners L.P. |
0 |
-16,000 |
-100.0 |
-543,360 |
0.0 |
0.0 |
12-31-08 |
| Rivernorth Capital Management Inc. |
0 |
-45,277 |
-100.0 |
-1,537,607 |
0.0 |
0.0 |
12-31-08 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 2/10/2010 11:24 AM Eastern Time