Cornerstone Total Return Fund Inc: Ownership

Ownership Information
Shares Outstanding 3.00 Mil
Institutional Ownership (%).24
Top 10 Institutions (%).20
Mutual Fund Ownership (%).00
5%/Insider Ownership (%).00
Float (%).00
Ownership Activity
Description# of HoldersShares
Total Positions 67,211
New PositionsNA0
Soldout Positions80
Net Position ChangeNANA
BuyersNANA
Sellers11-146,091
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
RiverSource Investments, LLC 6,026 -3,812 -38.7 -21,235 0.2 0.0 09-30-09
First National Bank of Chester County 506 0 0.0 1,437 0.0 0.0 09-30-09
Chronim Investments Inc. 400 0 0.0 -10,544 0.0 0.0 12-31-08
Wells Fargo Securities, LLC 146 -1,454 -90.9 -14,213 0.0 0.0 09-30-09
UBS Securities LLC 76 -294 -79.5 -2,742 0.0 0.0 09-30-09
Evergreen Investment Management Company, LLC 57 0 0.0 162 0.0 0.0 09-30-09
RBC Capital Markets Wealth Management 0 -2,243 -100.0 -22,565 0.0 0.0 09-30-09
Yorktown Management & Research Company, Inc. 0 -17,000 -100.0 -219,300 0.0 0.0 12-31-09
Oaktree Asset Management, LLC 0 -1,758 -100.0 -59,702 0.0 0.0 12-31-08
Renaissance Technologies Corp. 0 -55,499 -100.0 -355,194 0.0 0.0 06-30-09
Wolverine Asset Management, L.L.C. 0 -2,702 -100.0 -17,293 0.0 0.0 06-30-09
The Private Bank at Broadway 0 -52 -100.0 -333 0.0 0.0 06-30-09
Rockwood Partners L.P. 0 -16,000 -100.0 -543,360 0.0 0.0 12-31-08
Rivernorth Capital Management Inc. 0 -45,277 -100.0 -1,537,607 0.0 0.0 12-31-08
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 11:24 AM Eastern Time