China Unicom Hong Kong ADR Reptg 10 Ord Shs: Ownership

Ownership Information
Shares Outstanding 2.36 Bil
Institutional Ownership (%)3.38
Top 10 Institutions (%)2.70
Mutual Fund Ownership (%).49
5%/Insider Ownership (%)78.00
Float (%)22.00
Ownership Activity
Description# of HoldersShares
Total Positions 11079,561,208
New Positions260
Soldout Positions730
Net Position Change-27-4,242,831
Buyers7311,345,868
Sellers100-15,588,699
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Fidelity Management & Research 34,033,000 -4,844,800 -12.5 -33,999,932 1.4 0.1 09-30-09
Horizon Asset Management, Inc. 7,653,896 -187,532 -2.4 4,386,829 0.3 1.4 09-30-09
Dimensional Fund Advisors, LP 6,061,707 222,000 3.8 8,417,017 0.3 0.1 09-30-09
Turner Investment Partners, Inc. 3,940,900 1,211,994 44.4 19,714,810 0.2 0.3 09-30-09
UBS Securities LLC 2,841,012 260,049 10.1 6,025,965 0.1 0.1 09-30-09
Invesco PowerShares Capital Management LLC 2,392,280 170,287 7.7 4,424,680 0.1 0.1 09-30-09
Claymore Advisors, LLC 2,145,060 112,348 5.5 3,429,276 0.1 0.7 09-30-09
Renaissance Technologies Corp. 2,011,600 1,706,800 560.0 24,579,152 0.1 0.1 09-30-09
ING Investment Management Co. 1,823,779 128,764 7.6 3,359,113 0.1 0.1 09-30-09
MFS Investment Management 1,263,890 161,577 14.7 3,292,939 0.1 0.0 09-30-09
Delaware Investments 1,252,824 112,650 9.9 2,630,293 0.1 0.1 09-30-09
AllianceBernstein L.P. 1,227,190 -274,400 -18.3 -2,556,025 0.1 0.0 09-30-09
Leuthold Weeden Capital Management 1,140,001 1,057,523 1,282.2 15,133,357 0.0 0.6 09-30-09
TCS Capital Management, L.L.C. 1,100,000 1,100,000 100.0 15,664,000 0.0 2.8 09-30-09
Newgate Capital Management LLC 1,001,923 1,001,923 100.0 13,135,211 0.0 0.7 12-31-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 11:24 AM Eastern Time