Sierra Bancorp: Ownership

Ownership Information
Shares Outstanding 12.00 Mil
Institutional Ownership (%)30.69
Top 10 Institutions (%)26.20
Mutual Fund Ownership (%).28
5%/Insider Ownership (%)21.66
Float (%)78.35
Ownership Activity
Description# of HoldersShares
Total Positions 463,682,801
New Positions40
Soldout Positions230
Net Position Change-181,302,991
Buyers191,750,280
Sellers37-447,289
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Wellington Management Company, LLP 1,151,565 1,151,565 100.0 13,830,296 9.9 0.0 09-30-09
The Banc Funds Company, L.L.C. 791,630 460,000 138.7 5,318,989 6.8 2.4 09-30-09
Dimensional Fund Advisors, LP 272,003 9,362 3.6 -50,400 2.3 0.0 09-30-09
BlackRock Institutional Trust Company, N.A. 227,681 -31,903 -12.3 -544,097 2.0 0.0 09-30-09
Goldman Sachs Asset Management (US) 167,437 17,303 11.5 114,726 1.4 0.0 09-30-09
State Street Global Advisors (US) 132,866 34,082 34.5 348,079 1.1 0.0 09-30-09
Wells Fargo Securities, LLC 113,392 1,200 1.1 -55,147 1.0 0.0 09-30-09
Vanguard Group, Inc. 108,243 -400 -0.4 -72,163 0.9 0.0 09-30-09
Waddell & Reed Investment Management Company 106,700 3,700 3.6 -19,423 0.9 0.0 09-30-09
LSV Asset Management 75,600 0 0.0 -46,872 0.7 0.0 09-30-09
Northern Trust Investments, N.A. 75,555 32,367 74.9 361,952 0.7 0.0 09-30-09
J.P. Morgan Investment Management Inc. (New York) 57,047 -1,537 -2.6 -54,782 0.5 0.0 09-30-09
TIAA-CREF 50,772 0 0.0 -31,478 0.4 0.0 09-30-09
Putnam Investment Management, L.L.C. 35,859 -21,074 -37.0 -288,397 0.3 0.0 09-30-09
Northern Trust Global Investments 32,150 10,738 50.1 115,688 0.3 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/9/2010 10:49 PM Eastern Time