Sothebys: Ownership

Ownership Information
Shares Outstanding 67.00 Mil
Institutional Ownership (%)80.77
Top 10 Institutions (%)40.30
Mutual Fund Ownership (%)2.96
5%/Insider Ownership (%)3.04
Float (%)96.96
Ownership Activity
Description# of HoldersShares
Total Positions 17054,115,256
New Positions290
Soldout Positions1340
Net Position Change-115-28,594,786
Buyers8310,574,746
Sellers198-39,169,532
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Barclays Global Investors, N.A. 3,785,936 206,851 5.8 21,207,792 5.7 0.0 06-30-09
Advisory Research, Inc. 3,223,690 181,835 6.0 18,109,572 4.8 1.4 06-30-09
Royce & Associates, LLC 3,025,288 128,994 4.5 11,259,004 4.5 0.2 09-30-09
Marathon Asset Management LLP 2,921,997 44,405 1.5 9,743,185 4.4 1.0 09-30-09
Vanguard Group, Inc. 2,579,937 111,952 4.5 14,191,046 3.9 0.0 06-30-09
Neuberger Berman, LLC 2,515,802 357,278 16.6 12,890,494 3.8 0.1 09-30-09
Private Capital Management, LP 2,464,980 -923,700 -27.3 4,282,748 3.7 2.4 06-30-09
Daruma Asset Management, Inc. 2,295,900 -700,000 -23.4 5,432,049 3.4 3.9 06-30-09
State Street Global Advisors (US) 2,187,400 -209,081 -8.7 9,295,885 3.3 0.0 06-30-09
Mak Capital One L.L.C. 1,999,932 -1,107,705 -35.6 250,308 3.0 13.8 06-30-09
Columbia Management Advisors, LLC 1,906,446 168,657 9.7 8,327,862 2.9 0.0 09-30-09
OppenheimerFunds, Inc. 1,851,500 1,850,000 123,333.3 26,111,164 2.8 0.1 06-30-09
Putnam Investment Management, L.L.C. 1,277,400 1,256,200 5,925.5 17,833,314 1.9 0.1 06-30-09
Fidelity Management & Research 1,269,801 1,268,201 79,262.6 17,902,492 1.9 0.0 06-30-09
Horizon Asset Management, Inc. 1,165,451 -45,109 -3.7 2,999,719 1.7 0.3 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/25/2009 3:08 AM Eastern Time