American States Water Co: Ownership
| Ownership Information |
| Shares Outstanding |
19.00 Mil | | Institutional Ownership (%) | 57.03 | | Top 10 Institutions (%) | 35.00 | | Mutual Fund Ownership (%) | 1.97 | | 5%/Insider Ownership (%) | .26 | | Float (%) | 99.74 |
| Ownership Activity |
| Description | # of Holders | Shares |
| Total Positions |
134 | 10,835,471 | | New Positions | 15 | 0 | | Soldout Positions | 53 | 0 | | Net Position Change | -31 | -188,487 | | Buyers | 62 | 1,024,099 | | Sellers | 93 | -1,212,586 |
| advertisement |
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| Institution Name |
Shs Held |
Shs Chg |
%Chg |
$Chg* |
%Out |
%Port |
Rpt Date |
| BlackRock Institutional Trust Company, N.A. |
1,270,115 |
147,634 |
13.2 |
7,070,019 |
6.9 |
0.0 |
09-30-09 |
| Pictet Asset Management Ltd. |
838,700 |
-4,400 |
-0.5 |
1,139,182 |
4.5 |
0.2 |
09-30-09 |
| State Street Global Advisors (US) |
833,845 |
221,015 |
36.1 |
8,940,081 |
4.5 |
0.0 |
09-30-09 |
| Vanguard Group, Inc. |
830,653 |
27,646 |
3.4 |
2,236,864 |
4.5 |
0.0 |
09-30-09 |
| SAM Sustainable Asset Management Ltd. |
576,166 |
7,500 |
1.3 |
1,147,096 |
3.1 |
1.4 |
09-30-09 |
| Invesco PowerShares Capital Management LLC |
533,773 |
59,370 |
12.5 |
2,878,587 |
2.9 |
0.1 |
09-30-09 |
| GW Capital, Inc. |
525,479 |
37,970 |
7.8 |
2,124,518 |
2.8 |
2.2 |
09-30-09 |
| Mesirow Financial Investment Management, Inc. |
487,013 |
-14,389 |
-2.9 |
-895,594 |
2.6 |
1.8 |
12-31-09 |
| Dimensional Fund Advisors, LP |
389,052 |
-3,364 |
-0.9 |
482,611 |
2.1 |
0.0 |
09-30-09 |
| Neuberger Berman, LLC |
364,100 |
30,800 |
9.2 |
1,627,626 |
2.0 |
0.0 |
09-30-09 |
| Columbia Management Advisors, LLC |
346,522 |
-3,122 |
-0.9 |
425,498 |
1.9 |
0.0 |
09-30-09 |
| KBC Groep NV |
277,343 |
4,113 |
1.5 |
569,583 |
1.5 |
0.2 |
09-30-09 |
| Nomura Asset Management Co., Ltd. |
177,000 |
-17,900 |
-9.2 |
-347,476 |
1.0 |
0.1 |
09-30-09 |
| Northern Trust Investments, N.A. |
164,120 |
18,965 |
13.1 |
909,693 |
0.9 |
0.0 |
09-30-09 |
| Claymore Advisors, LLC |
136,241 |
-1,446 |
-1.1 |
159,721 |
0.7 |
0.1 |
09-30-09 |
- *Category Headings:
- Shs Held - shares held at report date
- Shs Chg - position change within reporting period
- %Chg - % change
- $Chg - market value of the position change
- %Out - % of shares outstanding
- %Port - % Portfolio
- Rpt Date - report date
Page generated 2/9/2010 11:01 PM Eastern Time