ASA Ltd: Ownership

Ownership Information
Shares Outstanding 7.00 Mil
Institutional Ownership (%)41.38
Top 10 Institutions (%)33.70
Mutual Fund Ownership (%).03
5%/Insider Ownership (%)1.04
Float (%)98.96
Ownership Activity
Description# of HoldersShares
Total Positions 452,896,759
New Positions110
Soldout Positions260
Net Position Change-14141,447
Buyers22690,508
Sellers36-549,061
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Lazard Asset Management, L.L.C. 1,221,279 232,590 23.5 30,058,144 17.0 0.3 09-30-09
Water Street Capital, Inc. 345,400 0 0.0 4,341,678 4.8 1.2 09-30-09
Summit Global Management, Inc. 229,924 -101,356 -30.6 -7,303,410 3.2 10.5 12-31-09
Susquehanna International Group, LLP 110,013 110,013 100.0 8,338,985 1.5 0.1 09-30-09
Credit Suisse Securities (USA) LLC 90,300 90,300 100.0 6,844,740 1.3 0.0 09-30-09
Rivernorth Capital Management Inc. 89,068 0 0.0 1,119,584 1.2 3.0 09-30-09
Bank of America Merrill Lynch (US) 76,854 75,252 4,697.4 5,724,239 1.1 0.0 09-30-09
Bennicas and Associates 67,300 -900 -1.3 789,054 0.9 4.2 09-30-09
Del Mar Asset Management, LP 65,000 65,000 100.0 4,927,000 0.9 5.1 09-30-09
Essex Investment Management Company, LLC 64,749 9,495 17.2 826,557 0.9 0.3 12-31-09
Columbia Management Advisors, LLC 59,398 0 0.0 746,632 0.8 0.0 09-30-09
U.S. Global Investors, Inc. 55,000 0 0.0 691,350 0.8 0.4 09-30-09
Morgan Stanley Smith Barney LLC 53,451 53,451 100.0 4,051,586 0.7 0.0 09-30-09
PNC Wealth Management 50,124 0 0.0 630,058 0.7 0.0 09-30-09
Beddow Capital Management Inc. 42,296 -1,587 -3.6 431,315 0.6 1.4 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 2/10/2010 6:06 AM Eastern Time