ADA-ES Inc: Ownership

Ownership Information
Shares Outstanding 7.00 Mil
Institutional Ownership (%)14.20
Top 10 Institutions (%)14.10
Mutual Fund Ownership (%).22
5%/Insider Ownership (%)6.98
Float (%)93.02
Ownership Activity
Description# of HoldersShares
Total Positions 15993,952
New Positions30
Soldout Positions180
Net Position Change-17-148,470
Buyers4311,823
Sellers21-460,293
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Institution Name Shs Held Shs Chg %Chg $Chg* %Out %Port Rpt Date
Black River Asset Management, L.L.C. 271,303 271,303 100.0 949,561 3.9 0.2 09-30-09
Dynamis Advisors, LLC 243,755 -17,650 -6.8 -189,863 3.5 0.7 09-30-09
Vanguard Group, Inc. 137,803 0 0.0 -67,523 2.0 0.0 09-30-09
BlackRock Financial Management, Inc. 100,000 0 0.0 -49,000 1.4 0.0 09-30-09
Peconic Partners, LLC 62,810 15,000 31.4 29,073 0.9 0.0 09-30-09
Investment Management of Virginia, L.L.C. 44,775 -725 -1.6 -24,832 0.6 0.1 09-30-09
Luminus Management, L.L.C. 40,931 -1,100 -2.6 -24,445 0.6 0.0 09-30-09
Sound Energy Partners, Inc. 40,755 0 0.0 -19,969 0.6 0.0 09-30-09
Transamerica Investment Management, LLC 25,500 25,500 100.0 89,250 0.4 0.0 09-30-09
California Public Employees' Retirement System 16,000 0 0.0 22,080 0.2 0.0 06-30-09
Wells Fargo Bank, N.A. 5,500 0 0.0 -2,695 0.1 0.0 09-30-09
Mazama Capital Management, Inc. 1,810 0 0.0 -887 0.0 0.0 09-30-09
Wells Fargo Securities, LLC 1,690 0 0.0 -828 0.0 0.0 09-30-09
RiverSource Investments, LLC 1,300 0 0.0 -637 0.0 0.0 09-30-09
RBC Capital Markets Wealth Management 20 20 100.0 70 0.0 0.0 09-30-09
*Category Headings:
Shs Held - shares held at report date
Shs Chg - position change within reporting period
%Chg - % change
$Chg - market value of the position change
%Out - % of shares outstanding
%Port - % Portfolio
Rpt Date - report date
Page generated 11/26/2009 7:18 AM Eastern Time